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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-08-17 |
| WA | RA | APPROVED | 2012-09-12 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
1201 Pacific Ave Ci Client Management, Tacoma, WA 98402 • United States
Yelm, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Seattle | WA | 08/2012 | Present |
| Bank Of America, N.A. | Seattle | WA | 09/2012 | Present |
I*36210 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: THE ASPEN TRUST INVESTMENT RELATED: N ADDRESS OF BUSINESS: MCALLEN, TEXAS 78504 NATURE OF BUSINESS: TRUST, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 1/1/2001 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: TRUST/NOT INVESTMENT RELATED GEN MGMT AND ADMIN; BOOK KEEPING. ALL REAL ESTATE PROPERTY HELD BY TRUST HAS BEEN SOLD ABOUT YRS AGO. AT THIS POINT TRUST HAS NO ASSETS, SO THERE IS NO ACTIVE MANAGEMENT ON MY PART, BUT THE ENTITY REMAINS ALIVE I*1882263, Entity Type, Name of OBA:Rental Property 1 Address:YELM, WA 98597 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date:7/1/2024 No Hours: No Hours during trading: Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-07-26 |
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