Judith Daniel

Philadelphia, PA

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-01-31
TX	RA	APPROVED_RES	2011-12-02

PA RA
APPROVED

Since 2012-01-31
TX RA
APPROVED_RES

Since 2011-12-02

Branch Locations

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Philadelphia	PA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Philadelphia, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-01-30
S63	Uniform Securities Agent State Law Examination	2003-08-21

S65 Uniform Investment Adviser Law Examination

2012-01-30
S63 Uniform Securities Agent State Law Examination

2003-08-21

View on SEC IAPD

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Other Offices

GLENMEDE INVESTMENT MANAGEMENT, LP · PHILADELPHIA, PA

CLARK CAPITAL MANAGEMENT GROUP INC · PHILADELPHIA, PA

GLOBAL ADVISERS, LLC · PHILADELPHIA, PA

BIOPHY CAPITAL MANAGEMENT LLC · PHILADELPHIA, PA

VERITABLE FINANCIALS LLC · PHILADELPHIA, PA

CHARLES SCHWAB & CO., INC. · Philadelphia, PA

J.P. MORGAN SECURITIES LLC · Philadelphia, PA

EAB INVESTMENT GROUP, LLC · Philadelphia, PA

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