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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2026-04-14 |
| SD | RA | APPROVED | 2026-04-14 |
| AZ | RA | APPROVED | 2026-02-11 |
| LA | RA | APPROVED | 2025-10-09 |
| WV | RA | APPROVED | 2025-09-22 |
| CT | RA | APPROVED | 2025-08-26 |
| MD | RA | APPROVED | 2025-08-25 |
| GA | RA | APPROVED | 2025-01-21 |
| TX | RA | APPROVED_RES | 2025-01-07 |
| WI | RA | APPROVED | 2024-09-25 |
| VA | RA | APPROVED | 2024-03-08 |
| CO | RA | APPROVED | 2023-10-06 |
| IN | RA | APPROVED | 2023-08-01 |
| IA | RA | APPROVED | 2022-10-06 |
| SC | RA | APPROVED | 2022-07-06 |
| KY | RA | APPROVED | 2022-02-10 |
| NE | RA | APPROVED | 2022-01-10 |
| MN | RA | APPROVED | 2020-07-30 |
| ME | RA | APPROVED | 2018-10-17 |
| NC | RA | APPROVED | 2018-06-27 |
| IL | RA | APPROVED | 2017-04-12 |
| CA | RA | APPROVED | 2015-04-08 |
| OH | RA | APPROVED | 2013-06-25 |
| FL | RA | APPROVED | 2011-05-20 |
| MI | RA | APPROVED | 2009-11-16 |
| WA | RA | APPROVED | 2008-06-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co | Bingham Farms | MI | 02/2003 | 03/2019 |
| Park Avenue Securities | Bingham Farms | MI | 04/2003 | 03/2019 |
| Guardian Life Insurance | Southfield | MI | 04/2019 | Present |
| Park Avenue Securities | Southfield | MI | 04/2019 | Present |
1) Rental Property-Single family home that we rent, Start: 06/01/2004, Address: 1107 Symes Court Royal Oak, MI 48067, 1 total hour per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 2) Schafer Financial Group, LLC, Start: 05/03/2005, Nature: Single member LLC attached to a DBA for my business as a FR, Address: 8655 Michigamme Rd Clarkston, MI 48348, Duties: Owner, 0 total hours per month, Investment related, 3) High School Football Coach, Start: 08/06/2018, Address: 6093 Flemings Lake Rd, Clarkston, MI 48346, 10 total hours per month 0 during securities trading hours, Not investment related, No annual compensation, 4) Rental property-own a residential rental property with my wife, Start: 06/01/2021, Address: 1426 w 13 mile rd, royal oak, mi 48073, 2 total hours per month; 0 during securities trading hours, Not investment related, Less than 10% annual compensation, 5) Rental property, Start Date: 1/18/2024, Address: 4445 Oakvista, Clarkston, MI 48346, 2 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 6) Rental Property, Start Date: 3/4/2025, Address: 6253 Cramlane Dr., Clarkston, MI 48346, 2 total hours per month; 0 during securities trading hours, Investment related, Less than 10% annual compensation, 7) Ash Brokerage-Insurance other than Guardian, Start Date: 8/14/2025, Address: 29800 Telegraph Rd Southfield, MI 48034, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation, 8) Rental Property, Start Date: 12/5/2025, Nature: Residential rental property, Address: 6380 Eastlawn, Clarkston, MI 48346, Duties: own property jointly with wife, 2 total hours per month; 0 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-19 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-03 |
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