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Shane S Young

Merrill Lynch, Pierce, Fenner & Smith Incorporated

The Woodlands, TX

Houston, TX

Spring, TX

CRD 4646389

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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2010-05-14
TX RA APPROVED 2008-03-20
  • MS RA
    APPROVED
    Since 2010-05-14
  • TX RA
    APPROVED
    Since 2008-03-20

Branch Locations

9595 Six Pines Dr, The Woodlands, TX 77380 • United States

5775 N Sam Houston Pkwy W, Houston, TX 77086 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 10/2000 Present
Bank Of America N.A. Houston TX 01/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-07
  • S66 Uniform Combined State Law Examination
    2008-03-07
Other Names
  • Shane Young

View on SEC IAPD

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