Stacey Munjoo Kim

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2003 → 07/2021
  Waddell & Reed Inc
  Brea, CA
• 09/2003 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Monrovia, CA
• 01/2017 → 07/2021
  Stacey M Kim Cfp
  Brea, CA
• 07/2021 → Present
  Lpl Financial Llc
  Brea, CA

Previous Registrations

• 2003-11-19 → 2021-07-21
  Waddell & Reed
  Ontario, CA
  Brea, CA
  Ontario, CA
  Riverside, CA
  Las Vegas, NV
  Brea, CA

Other Businesses

1-1/1/2003-Associates of Clifton Park/Non-Variable Insurance/Investment Related/5/1 Pointe Drive Suite 240, Brea , CA, , 92821 2-1/1/2017-Stacey M Kim CFP/Business Entity For Tax/Investment Purposes Only/Not Investment Related/0/1 Pointe Drive Suite 240, Brea , CA, , 92821 3-08/30/2022 - Penn Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 08/22/2022 - 1 Hours Per Month/0 Hours During Securities Trading

Exams

• S66 Uniform Combined State Law Examination
  2003-11-18

Designations

• Certified Financial Planner

Other Names

• Munjoo Kim
• Stacey Kim