Christopher Allen Goodenough

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2007-05-11

CA RA
APPROVED

Since 2007-05-11

Branch Locations

Simi Valley, CA • United States

Fillmore, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Simi Valley	CA	06/2002	03/2020
Ameriprise Financial Services, Llc	Simi Valley	CA	03/2020	Present

06/2002 → 03/2020

Ameriprise Financial Services, Inc.

Simi Valley, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Simi Valley, CA

Other Businesses

Other Business Activities; Konsulting by Kamerman; Meeting Preparation Services for Ameriprise Financial Advisors (AFG); 3713 Alamo Street, Suite 200 Simi Valley, CA 93063, ,; ; 12/01/2016; 10 to 19 hours per month; 10 to 19 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-01-19

S66 Uniform Combined State Law Examination

2007-01-19

Other Names

Chris Allen Goodenough

View on SEC IAPD