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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2015-11-24
  • OH RA
    APPROVED
    Since 2015-11-24

Branch Locations

Two Chagrin Highlands, 3000 Auburn Drive Suite 150, Beachwood, OH 44122 • United States

Canton, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Tiaa Beachwood OH 11/2015 Present
Tiaa-Cref Individual & Institutional Services, Llc Beachwood OH 11/2015 Present
Previous Registrations
Other Businesses

BASEBALL UMPIRE POSITION: Umpire NATURE: youth baseball INVESTMENT RELATED: No NUMBER OF HOURS: 36 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2017 ADDRESS: Home Address, Canton OH 44708, United States DESCRIPTION: I umpire baseball games for boys at the ages of 9 years old through 20 years old. I am paid a fee by various organizations throughout Ohio.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-15
  • S66 Uniform Combined State Law Examination
    2000-06-15

View on SEC IAPD

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