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Borgia K Yapi

J.P. Morgan Securities LLC

Conyers, GA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2012-10-01
  • GA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2183 Hwy 20 Se, Conyers, GA 30013 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Conyers GA 10/2012 Present
Jpmorgan Chase Bank, N.A. Conyers GA 10/2012 Present
Previous Registrations
  • 2009-05-02 → 2012-10-01
    Chase Investment Services Corp.
    Decatur, GA
  • 2005-07-19 → 2009-05-02
    Wamu Investments, Inc.
    Decatur, GA
    Decatur, GA
  • 2003-08-27 → 2005-03-24
    Waddell & Reed
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-25
  • S66 Uniform Combined State Law Examination
    2003-08-25
Other Names
  • Borgia Koman Yapi

View on SEC IAPD

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