Deborah Cook Tayloe

Employer firm

Tayloe Financial Services, LLC CRD 145172

$2.37M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Tayloe Financial Services, Llc

601 Chelsea Road Suite 4, Trent Woods, NC 28562 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2007-10-25

NC RA
APPROVED

Since 2007-10-25

Branch Locations

601 Chelsea Road Suite 4, Trent Woods, NC 28562 • United States

416B Pollock Street, New Bern, NC 28560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco/Private Ledger Corp	New Bern	NC	03/2003	Present
Tayloe Financial Services	New Bern	NC	09/2007	Present

03/2003 → Present

Linsco/Private Ledger Corp

New Bern, NC
09/2007 → Present

Tayloe Financial Services

New Bern, NC

Previous Registrations

2004-08-12 → 2007-09-12

Lpl Financial Llc

New Bern, NC

New Bern, NC

Other Businesses

INCOME TAX PREPARATION AS A PART OF BUSINESS SERVICES OFFERED BY TAYLOE FINANCIAL SERVICES, LLC. THIS INCLUDES TAX PREPARATION FOR INDIVIDUALS AND COUPLES; FORM 1040 WITH RELATED FORMS AND SCHEDULES.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-10

S66 Uniform Combined State Law Examination

2003-06-10

Designations

Certified Financial Planner

View on SEC IAPD