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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-01-03 |
| IL | RA | APPROVED | 2013-09-06 |
Branch Locations
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Nashville, TN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Trust Portfolios L.P. | Wheaton | IL | 08/2013 | Present |
OTHER BUSINESS NAME: AWM PG, LLC. LOCATION: 1779 HILLMONT DR. NASHVILLE, TN 37215. NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY POSITION OR TITLE: PARTNER. RESPONSIBILITIES: CO-OWNS THE HOLDING COMPANY TO PURCHASE LAND AND OTHER ASSETS. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 5 TOTAL/0 DURING MARKET HOURS OTHER BUSINESS NAME: MMRFT LLC. LOCATION: 907 PASADENA DR. NASHVILLE, TN 37204. NATURE OF BUSINESS: REAL ESTATE. POSITION OR TITLE: PASSIVE INVESTOR. RESPONSIBILITIES: PURCHASING A PASSIVE INCOME REAL ESTATE INVESTMENT. INVESTMENT-RELATED: REAL ESTATE. HOURS PER MONTH (TOTAL/DURING MARKET HOURS): 1 TOTAL/NONE DURING MARKET HOURS. OTHER BUSINESS NAME: MJAC REAL ESTATE. LOCATION: NASHVILLE, TN. NATURE OF BUSINESS: LLC SET UP TO HOLD A REAL ESTATE INVESTMENT. POSITION OR TITLE: OWNER. RESPONSIBILITITES: MAINTAIN ANNUAL RECORDS. START DATE: AUG 31, 2023. INVESTMENT-RELATED: YES. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 1. OTHER BUSINESS NAME: AWM LLC. LOCATION: FRANKLIN LAKES, NJ. NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY. POSITION OR TITLE: MEMBER. RESPONSIBILITITES: ALL PASSIVE. START DATE: MAY 28, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0. OTHER BUSINESS NAME: FLYER CAPITAL, LLC. LOCATION: CHEYENNE, WY. NATURE OF BUSINESS: HOLDING COMPANY. POSITION OR TITLE: RESPONSIBILITITES: MEMBER. START DATE: OCT 7, 2025. INVESTMENT-RELATED: NO. HOURS PER MONTH (TOTAL/ DURING MARKET HOURS): 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2007-10-12 |
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