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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-01-14 |
Branch Locations
2150 E. Lake Cook Road Suite 405, Buffalo Grove, IL 60089-8224 • United States
Glenview, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 02/2012 | 01/2022 |
| Bank Of America, N.A. | Northbrook | IL | 09/2012 | 01/2022 |
| Rbc Capital Markets, Llc | Buffalo Grove | IL | 01/2022 | Present |
| City National Bank | Buffalo Grove | IL | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-03-11 |
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