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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-17
MI RA APPROVED 2025-10-17
TX RA APPROVED 2025-10-17
  • IL RA
    APPROVED
    Since 2025-10-17
  • MI RA
    APPROVED
    Since 2025-10-17
  • TX RA
    APPROVED
    Since 2025-10-17

Branch Locations

315 E Eisenhower Parkway Suite 11, Ann Arbor, MI 48108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Westland MI 10/2009 10/2025
Bank Of America, Na Westland MI 11/2009 10/2025
Ubs Financial Services Inc. Ann Arbor MI 10/2025 Present
Previous Registrations
  • 2009-10-23 → 2025-10-21
    Westland, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Farmington Hills, MI
    Monroe, MI
  • 2008-10-24 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Ann Arbor, MI
    Westland, MI
  • 2006-11-01 → 2008-10-24
    Lasalle Financial Services, Inc.
    Chicago, IL
    Westland, MI
    Canton, MI
    Chicago, IL
    Plymouth, MI
    Westland, MI
    Westland, MI
    Saline, MI
    Ypsilanti, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Ypsilanti, MI
    Ann Arbor, MI
    Ann Arbor, MI
    Saline, MI
    Canton, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-09
  • S66 Uniform Combined State Law Examination
    2006-01-09

View on SEC IAPD

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