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Mordechai Leib Fishman

Jsf Financial, LLC

Los Angeles, CA

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Current Employers
Jsf Financial, Llc

6300 Wilshire Blvd. Suite 2100, Los Angeles, CA 90048 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2005-09-07
  • CA RA
    APPROVED
    Since 2005-09-07

Branch Locations

6300 Wilshire Blvd. Ste. 2100, Los Angeles, CA 90048 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jsf Financial Los Angeles CA 01/2004 Present
Mid Atlantic Capital Corporation Los Angeles CA 03/2010 Present
  • 01/2004 → Present
    Jsf Financial
    Los Angeles, CA
  • 03/2010 → Present
    Mid Atlantic Capital Corporation
    Los Angeles, CA
Previous Registrations
  • 2006-08-15 → 2010-03-11
    Cantella & Co., Inc.
    Los Angeles, CA
    Los Angeles, CA
Other Businesses

1)LIFE INSURANCE AGENT~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~MARCH 2004~INSURANCE SALES~AGENT~10HRS PER MONTH~NONE DURING MARKET~FIXED INSURANCE SALES - - - - - - - - - - - - - - 2)MID ATLANTIC CAPITAL CORP~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~REGISTERED REPRESENTATIVE~MARCH 2010~75HRS PER MONTH~75HRS PER MONTH DURING MARKET~CLIENT CONTACT AND PORTFOLIO MANAGEMENT DECISIONS - - - - - - - - - - - - - - 3)JSF FINANCIAL LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~INVESTMENT ADVISER REPRESENTATIVE~JANUARY 2004~100HRS PER MONTH~50HRS PER MONTH DURING MARKET~FINANCIAL PLANNING - - - - - - - - - - - - - - 4)FISHBROS LLC~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~INVESTMENTS IN PRIVATE EQUITY COMPANIES~CO-MANAGER~AUGUST 2013~1HR PER MONTH~0HRS PER MONTH DURING MARKET~PASSIVE INTEREST IN PRIVATE EQUITY INVESTMENTS - - - - - - - - - - - - - - 5)MARTIN FISHMAN & ASSOC. DBA FISHMAN & SONS INSURANCE SERVICE~NON INVESTMENT RELATED~6300 WILSHIRE BLVD., SUITE 2100, LOS ANGELES, CA 90048~INSURANCE AGENCY~ENDORSED AGENT~MARCH 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~ENDORSED AGENT - - - - - - - - - - - - - - 6) REVOCABLE LIFE INSURANCE TRUST~INVESTMENT RELATED~6300 WILSHIRE BLVD, SUITE 2100, LOS ANGELES, CA 90048~TRUST~CO-TRUSTEE~FEBRUARY 2017~1HR PER MONTH~0HRS PER MONTH DURING MARKET~CO-TRUSTEE OVERSEEING AND ADMINISTERING THE TRUST - NO MANAGEMENT FEE NOR TRUSTEE FEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21
Other Names
  • Mordechai Leib Fishman

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