Justin Ausher

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2017
  Northland Securities Inc
  Minneapolis, MN
• 01/2017 → 07/2018
  Piper Jaffray & Co
  Chicago, IL
• 10/2018 → 06/2019
  Janney Montgomery Scott Llc
  Chicago, IL
• 10/2019 → 10/2020
  Stifel Nicolaus & Co Inc
  Stockton, CA
• 06/2019 → 08/2019
  Unemployed
  Chicago, IL
• 08/2019 → 10/2019
  Unemployed
  Stockton, CA
• 10/2020 → 07/2024
  Edward Jones
  St Louis, MO
• 07/2024 → Present
  Lpl Financial Llc
  Stockton, CA

Previous Registrations

• 2020-10-23 → 2024-07-24
  Edward Jones
  Riverbank, CA
• 2020-01-13 → 2020-10-26
  Stifel, Nicolaus & Company, Incorporated
  Stockton, CA

Other Businesses

1 - 07/09/2024 - JMA Comprehensive Wealth Mangement - DBA for LPL Business (entity for LPL business) - Inv Related - 200 Hours/Month - At reported business location(s).

Exams

• S66 Uniform Combined State Law Examination
  2020-01-10
• S63 Uniform Securities Agent State Law Examination
  2007-07-17

Designations

• Certified Financial Planner

Other Names

• Justin Michael Ausher
• Justin Ausher