Steven J Hegarty

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
WY	RA	APPROVED	2025-01-02
WI	RA	APPROVED	2021-01-21
MN	RA	APPROVED	2014-01-09

WY RA
APPROVED

Since 2025-01-02
WI RA
APPROVED

Since 2021-01-21
MN RA
APPROVED

Since 2014-01-09

Branch Locations

Coon Rapids, MN • United States

10900 Wayzata Boulevard Suite 730, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Guardian Life Insurance Co	Coon Rapids	MN	05/2004	Present
Park Avenue Securities	Coon Rapids	MN	05/2004	Present

05/2004 → Present

Guardian Life Insurance Co

Coon Rapids, MN
05/2004 → Present

Park Avenue Securities

Coon Rapids, MN

Other Businesses

1. DBA Hegarty Consulting Group LLC -Employee benefits firm primarily markets group medical, dental, life, disability and 401(k)/pension products and services to small businesses., Start: 08/01/2000, Address: 920 Second Avenue South, Suite 1100 Minneapolis, MN 55402, Hrs per month - tot/bus: 160/150, Investment related, 2. Identity Theft & Pre-Paid Legal Services- Service offers access to quality law firms regarding any personal and/or business related matters such as IRS Audit, Motor Vehicle Legal, Trial Defense, Contract Law, Start: 02/01/2009, Address: 920 Second Avenue South, Suite 1100 Minneapolis, MN 55402, 2 bus hrs per month, Not Investment related, 3. Insurance-Appointed with multiple medical and ancillary insurance companies in order to offer individual products and services that meet the suitability criteria, cost effectiveness and value criteria, Start: 05/01/2004, Address: 920 Second Avenue South, Suite 1100 Minneapolis, MN 55402, 5 bus hrs per month, Investment related, 4.) Power of Attorney for Spouse , Start: 05/16/2022, Address: Coon Rapids, Minnesota, 0 total hours per month 0 during securities trading hours, Not Investment related, No annual compensation,

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-05
S63	Uniform Securities Agent State Law Examination	2003-04-30

S66 Uniform Combined State Law Examination

2014-06-05
S63 Uniform Securities Agent State Law Examination

2003-04-30

Other Names

Steven J. Hegarty

View on SEC IAPD