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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-07-22
LA RA APPROVED 2019-07-19
TX RA APPROVED 2019-07-19
  • PA RA
    APPROVED
    Since 2019-07-22
  • LA RA
    APPROVED
    Since 2019-07-19
  • TX RA
    APPROVED
    Since 2019-07-19

Branch Locations

3477 Corporate Pkwy Ste 100 Office 137, Center Valley, PA 18034-8237 • United States

Allentown, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 04/2009 07/2019
Bank Of America, N.A. New Orleans LA 12/2009 07/2019
Ameriprise Financial Services, Inc Wyomissing PA 07/2019 03/2020
Ameriprise Financial Services, Llc Bethlehem PA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Denison Technologies, Inc.; Primary leadership duties; Denison Technologies, Inc. is a Delaware-based C-corporation, headquartered in PA. Our agent is located in DE. The company's shares are owned by Dianne Denison.; 301 Broadway Suite 200B, , Bethlehem, PA, 18015; Not Investment-Related; 06/03/2017; 20 to 39 hours per month; 1 to 9 during trading hours / Denison Technologies, LLC; Owner; technical solutions - engineering, software and hardware - to monitor, measure and improve industrial power; 301 Broadway, Suite 200B, Bethlehem, PA, 18015; Not Investment-Related; 03/18/2026; 1 to 9 hours per month; 0 during trading hours / The Denison Group, LLC; Owner; Delivery of financial advisory, financial planning services. As needed by clients, delivery of banking, structured lending, insurance and estate/trust services. Changed the name of this business through agent on 3/18/26 to Denison Group, LLC; 3477 Corporate Parkway , Suite 100, Center Valley, PA, 18034; Investment-Related; 03/18/2026; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-05-30
  • S66 Uniform Combined State Law Examination
    2003-05-30
Other Names
  • Dianne Denison
  • Dianne Denison
  • Dianne Atkinson
  • Dianne Denison

View on SEC IAPD

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