Robert Leonard Walls

Mml Investors Services, LLC

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Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14
TX	RA	APPROVED_RES	2017-04-27

NY RA
APPROVED

Since 2021-06-14
TX RA
APPROVED_RES

Since 2017-04-27

Branch Locations

400 Meridian Centre Suite 101, Rochester, NY 14618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Life Insurance Company	Rochester	NY	04/2003	Present
Metlife Securities Inc.	Rochester	NY	04/2003	Present
Mml Investors Services, Llc	Rochester	NY	03/2017	Present

04/2003 → Present

Metropolitan Life Insurance Company

Rochester, NY
04/2003 → Present

Metlife Securities Inc.

Rochester, NY
03/2017 → Present

Mml Investors Services, Llc

Rochester, NY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2007-04-04

S63 Uniform Securities Agent State Law Examination

2007-04-04

Other Names

Robert Walls

View on SEC IAPD

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UBS FINANCIAL SERVICES INC.

Other Investors

THERESA CLARE KENYON

JAMES HAROLD HARMAN

GEORGIANN VALLEE COLLINS

NICHOLAS J TAGLIARINO

HEATHER LYNN LUCAS

CHAD ROBERT JACOB

JASON ANTHONY MILNER

Other Offices

MORGAN STANLEY · Rochester, NY

COMMONWEALTH FINANCIAL NETWORK · ROCHESTER, NY

NOVEM GROUP · ROCHESTER, NY

OSAIC WEALTH, INC. · ROCHESTER, NY

EDELMAN FINANCIAL ENGINES · ROCHESTER, NY

RISE ADVISORS, LLC · ROCHESTER, NY

UBS FINANCIAL SERVICES INC. · ROCHESTER, NY

MARINER · Rochester, NY

More in Rochester, NY

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