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Scott Walter George

Tlg Advisors, Inc.

Summit, NJ

Lancaster, PA

CRD 4644668

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Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-09
  • PA RA
    APPROVED
    Since 2023-05-09

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

20A E Roseville Road, Suite 4, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group, Inc. Littleton CO 01/2016 Present
Premier One Financial Company Lancaster PA 12/2015 Present
  • 01/2016 → Present
    The Leaders Group, Inc.
    Littleton, CO
  • 12/2015 → Present
    Premier One Financial Company
    Lancaster, PA
Other Businesses

1.) PREMIER ONE FINANCIAL COMPANY - 12/1/2015 - 20A East Roseville Road, Suite 4, Lancaster, PA 17601 - President, Insurance sales and services, Not Invt Rel, 160 hrs/mo; 80 hrs/mo (during trading hours). 2.) INDEPENDENT INSURANCE AGENT - 12/1/2015 - 20A E Roseville Road, Suite 4. Lancaster, PA 17601 - Insurance Agent, Medicare Insurance, Individual health insurance, Group health insurance, Sales and client service Insurance business. Not Invt Rel, Life insurance sales and service, 40 hrs/mo; 40 hrs/mo (during trading hours). 4.) TLG ADVISORS - 5/9/2023 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-03
S63 Uniform Securities Agent State Law Examination 2003-07-09
  • S65 Uniform Investment Adviser Law Examination
    2023-05-03
  • S63 Uniform Securities Agent State Law Examination
    2003-07-09

View on SEC IAPD

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