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Seth Lawrence Hoffman

Apella Wealth

Lenox, MA

West Hartford, CT

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Current Employers
Apella Wealth

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-08
MA RA APPROVED 2025-05-07
CT RA APPROVED 2025-04-23
  • TX RA
    APPROVED
    Since 2025-05-08
  • MA RA
    APPROVED
    Since 2025-05-07
  • CT RA
    APPROVED
    Since 2025-04-23

Branch Locations

5 Walker Street, Lenox, MA 01240 • United States

65 Memorial Drive Suite C340, West Hartford, CT 06107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Investment Services, Inc. Great Barrington MA 01/2003 04/2025
Apella Wealth 65 Memorial Road, C340 CT 04/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-10
  • S65 Uniform Investment Adviser Law Examination
    2003-02-10
Other Names
  • Seth L. Hoffman

View on SEC IAPD

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