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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-10-06 |
| OH | RA | APPROVED | 2019-07-31 |
| TX | RA | APPROVED | 2019-07-31 |
Branch Locations
625 Lexington Ave, Ste 2B, Mansfield, OH 44907 • United States
Rancho Palos Verdes, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Mansfield | OH | 08/2010 | 07/2019 |
| Bank Of America, N.A. | Mansfield | OH | 11/2010 | 07/2019 |
| Lpl Financial Llc | Mansfield | OH | 07/2019 | Present |
1. 7/31/2019 - Navigator Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 7/31/2019. 2. 12/01/2023 - NavCap Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 200 Hours Per Month/ 160 Hours During Trading. 3. 07/10/2024 - WORTHINGTON TOWNSHIP FIRE DEPARTMENT - Non-Inv Related - Butler, OH - Outside/W-2 Employment - Interim Chief - Started: 9/10/2020 - 14 Hrs/Mo; 0 Hr During Trading. 4) 10/21/2025 - Abalone Cove Capital LLC - Not Investment Related - Business Entity For Tax/Investment Purposes Only - Verdes, CA - Start Date:10/15/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-05-22 |
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