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Richard Anthony Seeley

Pinney & Scofield, Inc.

Cambridge, MA

Falmouth, MA

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Current Employers
Pinney & Scofield, Inc.

22 Hilliard Street, Cambridge, MA 02138-4922 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-01
MA RA APPROVED 2013-07-29
  • TX RA
    APPROVED
    Since 2018-11-01
  • MA RA
    APPROVED
    Since 2013-07-29

Branch Locations

22 Hilliard Street, Cambridge, MA 02138-4922 • United States

Falmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinney & Scofield, Inc Cambridge MA 07/2013 Present
Previous Registrations
  • 2009-12-08 → 2013-07-19
    Ws Securities Inc
  • 2009-12-08 → 2013-07-19
    Arc Investment Planning & Management Inc
    Lenox, MA
  • 2004-08-19 → 2009-12-02
    American Investment Services Inc
    Great Barrington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-06
  • S65 Uniform Investment Adviser Law Examination
    2002-03-06
Designations
Other Names
  • Richard A. Seeley

View on SEC IAPD

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