Graham Mattes

Current Employers

Employment History

• 05/2016 → 01/2017
  Edward Jones
  St. Louis, MO
• 01/2017 → Present
  Lpl Financial, Llc
  Mt. Juliet, TN
• 01/2017 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-05-20 → 2017-01-26
  Edward Jones
  Mission, KS
• 2009-01-27 → 2016-05-24
  Waddell & Reed
  Overland Park, KS
  Shawnee Mission, KS
  Overland Park, KS
• 2004-04-30 → 2005-11-15
  Td Ameritrade, Inc.
  Kansas City, MO

Other Businesses

1) 10/18/2017 - EPM Financial - DBA: EPM Financial (Edwards Porter Mattes Financial) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/01/2017 - 160 Hours Per Month/120 Hours During Securities Trading. 2) 01/12/2022 - Private Advisor Group, LLC - DBA: (Hybrid) EPM Financial, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 01/05/2022 - 160 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 01/12/2022 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 01/05/2022 - 160 Hours Per Month/150 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 08/16/2022- EPM INVESTMENT HOLDINGS, LLC- Not Investment Related - 2033 N. Mount Juliet Rd., Ste 200 Mount Juliet, TN 37122 - Business Entity For Tax/Investment Purposes Only- Start Date- 06/30/2022- 5 Hours Per Month/ 5 Hours During Securities Trading 5) 09/20/2023 - Vanbridge - Investment Related - At Reported Business Location(s) - Managing Partner Non-Variable Insurance - Start Date 09/13/2023 - 5 Hours Per Month 5 Hours During Trading. 6) 09/30/2025 - Symphony Life LLC - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:09/11/2025 - 2 Hrs/Mth - 1 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-05
• S66 Uniform Combined State Law Examination
  2003-06-26

Designations

Other Names

• Graham William Mattes