Jeffrey S Baron

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-06-16

SC RA
APPROVED

Since 2025-06-16

Branch Locations

Okatie, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Okatie	SC	07/2015	Present
Mml Investors Services, Llc	Okatie	SC	09/2015	Present

07/2015 → Present

Mass Mutual Life Insurance Company

Okatie, SC
09/2015 → Present

Mml Investors Services, Llc

Okatie, SC

Previous Registrations

2008-07-01 → 2015-09-04

Northwestern Mutual Investment Services, Llc

Boston, MA

Boston, MA

Other Businesses

NAME: JEFFREY S. BARON, INV REL: Y, ADD: 229 Good Hope Road, Okatie, SC 29909, NATURE: NONMMLIA INSURANCE BROKERAGE, POSITION: SALES/AGENT, START DATE: 03/10/2003, NO. HR/MO: 4-8, NO. HR/MO DURING SEC TRADING: 4-8, DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2003-04-28

S63 Uniform Securities Agent State Law Examination

2003-04-28

Designations

Chartered Financial Consultant

View on SEC IAPD