Vasilios Ageletopoulos

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2026-06-17

NY RA
APPROVED

Since 2026-06-17

Branch Locations

555 Broadhollow Rd. Suite 305, Office 320, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Jericho	NY	09/2005	03/2020
Ameriprise Financial Services, Llc	Jericho	NY	03/2020	06/2026
Lpl Financial	Melville	NY	06/2026	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Jericho, NY
03/2020 → 06/2026

Ameriprise Financial Services, Llc

Jericho, NY
06/2026 → Present

Lpl Financial

Melville, NY

Previous Registrations

2021-04-16 → 2026-06-18

Ameriprise Financial Services, Llc

Jericho, NY

Massapequa, NY

Jericho, NY

Dix Hills, NY

Other Businesses

1. 6/2026 - Stone Hills Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 200 Hour(s)/Month – 120 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 6/17/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-09-16

S66 Uniform Combined State Law Examination

2005-09-16

View on SEC IAPD