Brian Christopher Simon

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2024-11-14
TX	RA	APPROVED_RES	2024-11-14

PA RA
APPROVED

Since 2024-11-14
TX RA
APPROVED_RES

Since 2024-11-14

Branch Locations

2009 Mackenzie Way Ste 100 Pmb 188, Cranberry Township, PA 16066 • United States

60 Terence Drive Unit # 301, Pittsburgh, PA 15236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	Pittsburgh	PA	03/2003	11/2024
Prudential Insurance Company Of America	Pittsburgh	PA	03/2003	Present
Lpl Enterprise, Llc	Pittsburgh	PA	11/2024	Present

03/2003 → 11/2024

Pruco Securities, Llc.

Pittsburgh, PA
03/2003 → Present

Prudential Insurance Company Of America

Pittsburgh, PA
11/2024 → Present

Lpl Enterprise, Llc

Pittsburgh, PA

Previous Registrations

2011-09-13 → 2024-11-14

Pruco Securities, Llc.

Canonsburg, PA

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Canonsburg, PA

Pittsburgh, PA

Other Businesses

1) 09/20/2024- Sandra A Simon, Brad M SImon- Act in a Fiduciary Capacity- Not INV Related- At Pittsburgh, PA- Start date 04/11/2016- 0 HRS MTH- 0 HRS During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-18

S66 Uniform Combined State Law Examination

2003-06-18

View on SEC IAPD