Scott Steiner

Calamos Wealth Management LLC

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Current Employers

Calamos Wealth Management Llc

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2018-09-12

IL RA
APPROVED

Since 2018-09-12

Branch Locations

2020 Calamos Court, Naperville, IL 60563-2787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc	Chicago	IL	03/2015	08/2018
Calamos Financial Services Llc	Naperville	IL	09/2018	Present
Calamos Wealth Management Llc	Naperville	IL	09/2018	Present

03/2015 → 08/2018

Raymond James & Associates, Inc

Chicago, IL
09/2018 → Present

Calamos Financial Services Llc

Naperville, IL
09/2018 → Present

Calamos Wealth Management Llc

Naperville, IL

Previous Registrations

2015-03-17 → 2018-08-24

Raymond James & Associates, Inc.

Chicago, IL
2009-09-15 → 2015-03-18

Wells Fargo Clearing Services, Llc

Deerfield, IL

Chicago, IL
2007-09-05 → 2009-05-29

Ehlert Financial Group, Inc.

Lincolnshire, IL
2003-08-28 → 2006-01-10

Pruco Securities, Llc.

Downers Grove, IL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-14

S66 Uniform Combined State Law Examination

2003-04-14

Designations

Other Names

Scott Steiner
Scott David Steiner

View on SEC IAPD

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