Scott G. Beckley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2005-09-09
CO	RA	APPROVED	2003-06-12

TX RA
APPROVED

Since 2005-09-09
CO RA
APPROVED

Since 2003-06-12

Branch Locations

Denver, CO • United States

200 Josephine St, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Denver	CO	03/2003	Present
Bank Of America, Na	Denver	CO	12/2009	Present

03/2003 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Denver, CO
12/2009 → Present

Bank Of America, Na

Denver, CO

Other Businesses

I*135044 Entity Type: Non-Profit Organization Name of outside business organization: Logan School Investment related: Yes Address of business: Denver, Colorado 80220 Position, title, association: Advisory Board Member Start date of relationship: 1/1/2021 Number of hours devoted: 1 hour Qtrly Number of hours devoted during trading hours: 0 Duties: To collaborate with other parents on the Budget committee and long term planning committee.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-06-09

S66 Uniform Combined State Law Examination

2003-06-09

Other Names

Scott Beckley
Scott G. Beckley

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