Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2018-03-01 |
| TX | RA | APPROVED_RES | 2017-01-09 |
| MI | RA | APPROVED | 2010-11-19 |
Branch Locations
17 N Main St, Rockford, MI 49341 • United States
118 W Michigan St, Mount Pleasant, MI 48858 • United States
3280 E Beltline Ct Ne Ste 300, Grand Rapids, MI 49525-9747 • United States
3280 E Beltline Ct Ne Ste 300, Grand Rapids, MI 49525-9747 • United States
118 W. Michigan, Mt Pleasant, MI 48858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2011-08-09 |
Branch Locations
118 W. Michigan, Mt Pleasant, MI 48858 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Mt. Pleasant | MI | 09/2007 | Present |
| Total Investment Planners, Inc. | Mt. Pleasant | MI | 10/2008 | Present |
1. 10/30/2007 - REGISTERED INVESTMENT ADVISOR - TOTAL INVESTMENT PLANNERS, INC. - RIA THAT PROVIDE FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - MOUNT PLEASANT, MI. 2. 10/22/2009 - NON-VARIABLE INSURANCE - CONTRACT WITH GUARDIAN TO SELL THEIR WHOLE LIFE AND DISABILITY INCOME PRODUCTS. - TIME SPENT 10% - MOUNT PLEASANT, MI. 3. 10/8/2012 - NON-VARIABLE INSURANCE DBA - TOTAL INVESTMENT PLANNERS, INC. - FOR ALL BUSINESS WITH LPL. - TIME SPENT 90% - MOUNT PLEASANT, MI 4. 11/08/2012: ISABELLA COMMUNITY CREDIT UNION /NOT INV REL/AT REPORTED BUSINESS LOCATION(S)/ ONGOING REFERRALS FROM ICCU TO OUR OFFICE / TIME SPENT 1%. 5. 5/2/2018 - CBT LLC - Not Investment Related - Do not have an actual physical address. - Family Business - Co-Owner - Start Date: 01/22/2018 - 4 Hours Per Month/0 Hours During Securities Trading - Brewery/Restaurant. 6. 12/08/2023 - MoreZitz, LLC - Non-Inv Related - Rockford, MI - Business Entity For Tax/Investment Purposes Only - Started: 5/9/2022 - 0 Hrs/Mo. 7. 11/19/2024 - Rise Wealth Advisors, Inc. - Registered Investment Advisor - IAR - Investment Related - At Reported Business Location(s) - Start Date 10/15/2024 - 160 Hours Per Month/ During Trading - I provide financial planning and consulting services through Rise Wealth Advisors, Inc., an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 8. 12/03/2024 - Rise Wealth Advisors, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 160 Hours per Month/ 146 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-09-28 |
Reach out to this advisor