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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-23 |
| CO | RA | APPROVED | 2025-07-11 |
Branch Locations
375 E Horsetooth Rd Bldg 4 Ste 101 [Satellite], Fort Collins, CO 80525 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Financial Equity Corporation | Greenwood Village | CO | 07/2011 | 03/2021 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2021 | 12/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2021 | 12/2022 |
| Pacer Financial, Inc. | Malvern | PA | 01/2023 | 06/2025 |
| Wells Fargo Advisors Financial Network, Llc | Fort Collins | CO | 06/2025 | Present |
BENEFICIARY FOR ARPAD RAKOSI; INV RELATED; N/A, HI; I AM LISTED AS A BENEFICIARY ON AN IRA THAT IS HELD AT WELLS FARGO ADVISORS FINET AND I AM NOT THE ADVISOR ON. ; BENEFICIARY; START DATE: 01/01/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-21 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-19 |
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