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One East Pratt Street Fifth Floor - East, Baltimore, MD 21202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-12-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Harborside Sales Group | Baltimore | MD | 11/2010 | 08/2025 |
| Foreside Fund Services, Llc | Baltimore | MD | 02/2016 | 12/2019 |
| Chartwell Tsc Securities Corp. | Baltimore | MD | 01/2020 | 12/2021 |
| Chartwell Investment Partners, Llc | Berwyn | PA | 01/2020 | 12/2021 |
| Foreside Fund Services, Llc | Baltimore | MD | 01/2022 | 08/2025 |
| Pnc Capital Markets Llc | Baltimore | MD | 08/2025 | Present |
1) Y Of Central Maryland; Board Member. 2) Rental Property in Maryland
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-12-18 |
| S66 | Uniform Combined State Law Examination | 2005-03-25 |
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