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1701 E Empire St. Ste 360, Bloomington, IL 61704 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2018-10-31 |
| TX | RA | APPROVED_RES | 2018-10-15 |
| IA | RA | APPROVED | 2018-10-05 |
Branch Locations
1701 E Empire St. Ste 360, Bloomington, IL 61704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Broker Dealer Financial Services Corp. | Davenport | IA | 06/2009 | 10/2018 |
| Kraft Financial, Llc | Davenport | IA | 10/2018 | Present |
| Investment Advisors Corp. | Davenport | IA | 06/2009 | 10/2018 |
Insurance Agent; Investment Related: Yes; 2805 Eastern Avenue; Description of the business: Kathryn Kraft is an independent insurance agent.; Responsibilities Duties: Works with clients to assess their needs and find contracts for life insurance and annuities.; Start date with business: 2010-01-07; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-04 |
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