Charles Joseph Polka

Current Employers

Employment History

• 01/2006 → 03/2017
  Metlife Resources
  Wallingford, CT
• 03/2017 → 01/2018
  Mml Investors Services, Llc
  Guilford, CT
• 03/2017 → 01/2018
  Massachusetts Mutual Life Insurance Company
  Guilford, CT
• 01/2018 → 07/2025
  Cadaret, Grant & Co., Inc.
  Dewitt, NY
• 07/2025 → Present
  Lpl Financial Llc
  Dewitt, NY

Previous Registrations

• 2018-01-31 → 2025-07-10
  Cadaret, Grant & Co., Inc.
  Dewitt, NY
  Dewitt, NY
  East Syracuse, NY
  Syracuse, NY
  Syracuse, NY
• 2017-03-25 → 2018-01-31
  Mml Investors Services, Llc
  Guilford, CT
• 2005-12-06 → 2017-03-25
  Msi Financial Services, Inc.
  Glastonbury, CT
  Old Saybrook, CT
  Old Saybrook, CT
  Old Saybrook, CT
  Elmsford, NY
  Clinton, CT
  Wallingford, CT
  Glastonbury, CT
  Guilford, CT
  Springfield, MA
  Springfield, MA
  Old Saybrook, CT
  Wallingford, CT
• 2005-03-30 → 2005-12-31
  Metlife Investment Fund Services Llc
  Wallingford, CT
• 2003-08-04 → 2004-02-10
  Equitable Advisors, Llc
  Ft. Lauderdale, FL

Other Businesses

1- 07/2025 - Libra Asset Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 160 hours per month/ during trading 2- 07/2025 - Charles J. Polka - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 08/01/2016 - 10 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2003-07-30

Other Names

• Charlie Polka
• Cj Polka