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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-06-07 |
| TX | RA | APPROVED | 2019-06-07 |
Branch Locations
7615 Colony Rd Ste 215A, Charlotte, NC 28226 • United States
3019 S. Church [Satellite], Burlington, NC 27215 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charlotte | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | 06/2019 |
| Wells Fargo Advisors Financial Network, Llc | Charlotte | NC | 06/2019 | Present |
1. STEAMBOAT CONCUSSION LLC, INVESTMENT RELATED, CHARLOTTE, NC, 25% OWNERSHIP, START 8/1/2006, .10 HOURS PER MONTH, ZERO DURING TRADING, FAMILY REAL ESTATE HOLDINGS PARTNER AND TREASURER. 2. CINCH RING, LLC; INV RELATED; CLOVER, SC; 25% OWNERSHIP; START: 11/1/2014; HOURS: 0 PER MONTH - 0 DURING TRADING; DUTIES: REAL ESTATE HOLDING COMPANY. 3. VINEA CAPITAL LLC, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 1/28/2019, .5 HOURS PER MONTH, ZERO DURING TRADING, FINET PRACTICE REAL ESTATE HOLDINGS. 4. VINE & BRANCH CAPITAL LLC, INV RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START 16/7/2019, 75 HOURS PER MONTH, 32.5 HOURS DURING TRADING, FINET PRACTICE. 5. SOUTHPARK UNITED METHODIST CHURCH, INV RELATED, CHARLOTTE, NC, ENDOWMENT COMMITTEE CHAIR, START 11/30/2018, .3 HOURS PER MONTH, ZERO DUIRNG TRADING, DISCUSSING INVESTMENT PERFORMANCE, CHUCH BUILDING PROJECTS, AND COSTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-12 |
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