Kathryn Marsh Wallace

Employer firm

Basepoint Wealth, LLC CRD 289538

$884M regulatory AUM 22 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Periodicals / newsletters
• Educational seminars
• TAX & ACCOUNTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 10/2017
  Ameriprise Financial Services, Inc.
  Cedar Rapids, IA
• 10/2017 → Present
  Basepoint Wealth, Llc
  Cedar Rapids, IA

Previous Registrations

• 2003-05-19 → 2017-10-11
  Ameriprise Financial Services, Llc
  Hiawatha, IA
  Cedar Rapids, IA
  Davenport, IA
  Cedar Rapids, IA
  Cedar Falls, IA

Other Businesses

Real Estate Ownership; Single Family; Marion IA 52302; Not Investment Related; Jan 2014. Board Member of Cedar Rapids Metro YMCA; a non-profit organization and a volunteer with no compensation; This employee activity was allowed on 02/08/2018 by Katie Ortgies Basepoint Tax & Accounting LLC; Partner; investment related: No; 4144 Golf Street NE, Cedar Rapids, IA 52402; Basepoint Tax & Accounting LLC is an accounting firm that handles bookkeeping, payroll, accounting, and tax preparation for its client base; Duties: Leadership and management; 2021-06-30; Hours devoted to business during trading hours: 5; Hours devoted to business outside trading hours: 5;

Exams

• S66 Uniform Combined State Law Examination
  2003-05-12

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Kathryn H Marsh
• Kathryn Brandt
• Kathryn Marsh Brandt