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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-01-14 |
| GA | RA | APPROVED | 2016-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 12/2015 | Present |
| Bank Of America, N.A. | Atlanta | GA | 04/2026 | Present |
I*123975 For profit or not for profit: For-Profit Organization Name of outside business organization: N Squared Capital LLC Investment related: Y Address of business: Atlanta, Georgia 30327 Nature of business: LLC, Position, title, association: , Start date of relationship: 6/5/2019 Number of hours devoted: 1 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is an LLC to hold private investments (Davis Spirits which has been approved) I*2173282, Entity Type: Entity For Profit, Name of OBA: Live Band, Address: Atlanta, Georgia, 30327, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/31/2025, No Hours: 6 Monthly, No Hours during Trading: 0 Monthly, Duties: Play in a live band. Possible gigs twice a month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-02-22 |
| S66 | Uniform Combined State Law Examination | 1998-12-01 |
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