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Current Employers
St. Germain Investment Management

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2013-05-28
NH RA APPROVED 2013-05-28
  • MA RA
    APPROVED
    Since 2013-05-28
  • NH RA
    APPROVED
    Since 2013-05-28

Branch Locations

1500 Main St 25Th Floor, Springfield, MA 01115-1001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
St Germain Investment Inc Springfield MA 05/2013 Present
St Germain Securities Inc Springfield MA 09/2003 12/2024
  • 05/2013 → Present
    St Germain Investment Inc
    Springfield, MA
  • 09/2003 → 12/2024
    St Germain Securities Inc
    Springfield, MA
Other Businesses

ALSO EMPLOYED BY PARENT COMPANY DJ ST. GERMAIN CO., INC. AND SUBSIDIARY ST. GERMAIN INVESTMENT MANAGMENT.THE WILD ONE CANDLE AND THE WILD ONE CANDLES AND GIFTS.I AM AN OWNER WITH MY SON.THIS IS NOT INVESTMENT RELATED. THE ADDRESS IS MY HOME WITH A START DATE OF 1/01/2021.I DEVOTE 40 HOURS A MONTH WHICH IS OUTSIDE MARKET HOURS.WE MAKE HAND MADE CANDLES AND GIFTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-20
  • S66 Uniform Combined State Law Examination
    2013-05-20
Other Names
  • Patricia Mae Racine
  • Patricia Mae Faginski

View on SEC IAPD

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