Joseph Michael

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2007 → 04/2019
  American United Life
  Indianapolis, IN
• 01/2007 → 04/2019
  Oneamerica Securities
  Indianapolis, IN
• 05/2019 → 09/2020
  Commonwealth Financial Network
  Waltham, MA
• 09/2020 → 06/2024
  Infinitas
  Overland Park, KS
• 09/2020 → 06/2024
  Commonwealth Financial Network
  Waltham, MA
• 06/2024 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2024 → Present
  Rally Wealth And Benefits
  Overland Park, KS

Previous Registrations

• 2020-09-09 → 2024-07-01
  Commonwealth Financial Network
  Overland Park, KS

Other Businesses

1. NAME OF OTHER BUSINESS: RALLY WEALTH AND BENEFITS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL PLANNING FOR QUALIFIED PLANS AND PRIVATE WEALTH START DATE: 06/2024 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISEMENT;

Exams

• S66 Uniform Combined State Law Examination
  2020-05-28
• S63 Uniform Securities Agent State Law Examination
  2003-03-31

Other Names

• Joseph Lawrence Michael