Jonathan Elliott

Employer firm

Optima Capital Management CRD 306036

$150M regulatory AUM 6 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2011 → 09/2019
  Merrill Lynch
  Peoria, AZ
• 09/2019 → Present
  Optima Capital Management
  Scottsdale, AZ
• 01/2003 → 09/2019
  Merrill Lynch
  Peoria, AZ

Previous Registrations

• 2003-05-06 → 2019-10-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Scottsdale, AZ
  Peoria, AZ
  Saginaw, MI
  Saginaw, MI

Other Businesses

Jonathan Elliott holds an insurance license from the State of Arizona. Mr. Elliott is not affiliated with any insurance company or agency.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-02

Other Names

• Jonathan Elliott
• Jonathan Michael Elliott