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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-10-17 |
| MI | RA | APPROVED | 2025-10-17 |
| TX | RA | APPROVED | 2025-10-17 |
Branch Locations
315 E Eisenhower Parkway Suite 11, Ann Arbor, MI 48108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ann Arbor | MI | 10/2009 | 10/2025 |
| Ubs Financial Services Inc. | Ann Arbor | MI | 10/2025 | Present |
D H TUW 1-29-21 FBO H Family,trustee of trust for minor beneficiaries,United States,trustee of Minor beneficiary investment decisions for brokerage accounts,Start date -1/29/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-19 |
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