Jeffrey Ulit

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2024-04-12
TX	RA	APPROVED	2024-04-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services Inc	Chicago	IL	06/2016	05/2022
Raymond James & Associates, Inc.	Oakbrook Terrace	IL	05/2022	04/2023
Raymond James Financial Services, Inc.	Downers Grove	IL	04/2023	08/2023
Raymond James Financial Services Advisors, Inc.	Downers Grove	IL	04/2023	08/2023
The Dow Group	Downers Grove	IL	04/2023	08/2023
Wells Fargo Clearing Services, Llc	Oak Brook	IL	08/2023	04/2024
Wells Fargo Advisors Financial Network, Llc	Oakbrook	IL	04/2024	Present

06/2016 → 05/2022

Ubs Financial Services Inc

Chicago, IL
05/2022 → 04/2023

Raymond James & Associates, Inc.

Oakbrook Terrace, IL
04/2023 → 08/2023

Raymond James Financial Services, Inc.

Downers Grove, IL
04/2023 → 08/2023

Raymond James Financial Services Advisors, Inc.

Downers Grove, IL
04/2023 → 08/2023

The Dow Group

Downers Grove, IL
08/2023 → 04/2024

Wells Fargo Clearing Services, Llc

Oak Brook, IL
04/2024 → Present

Wells Fargo Advisors Financial Network, Llc

Oakbrook, IL

2023-08-17 → 2024-04-12

Wells Fargo Clearing Services, Llc

Oak Brook, IL
2023-04-21 → 2023-08-15

Raymond James Financial Services Advisors, Inc

Downers Grove, IL
2022-05-12 → 2023-04-27

Raymond James & Associates, Inc.

Oakbrook Terrace, IL
2016-08-18 → 2022-05-09

Ubs Financial Services Inc.

Chicago, IL
2006-08-02 → 2007-11-01

Cuna Brokerage Services, Inc.

Chicago, IL

Schiller Park, IL

FATHOM RELATY; NOT INV RELATED, WHEATON, IL, REAL ESTATE LICENSE; START DATE: 5/1/22, 0 HRS PER MONTH, 0 HRS DURING TRADING.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-18
S65	Uniform Investment Adviser Law Examination	2006-08-01
S63	Uniform Securities Agent State Law Examination	2003-12-01

Other Firms