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Tyler David Qualio

Rothschild Wealth LLC

Oakbrook, IL

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Current Employers
Rothschild Wealth Llc

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-23
IL RA APPROVED 2012-06-04
  • TX RA
    APPROVED
    Since 2024-01-23
  • IL RA
    APPROVED
    Since 2012-06-04

Branch Locations

700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rothschild Wealth Llc Oak Brook IL 06/2012 Present
Ausdal Financial Partners, Inc. Kansas City MO 06/2012 02/2017
Halo Securities, Llc Oakbrook IL 02/2016 08/2023
Rothschild Investment Llc Chicago IL 08/2023 Present
  • 06/2012 → Present
    Oak Brook, IL
  • 06/2012 → 02/2017
    Ausdal Financial Partners, Inc.
    Kansas City, MO
  • 02/2016 → 08/2023
    Halo Securities, Llc
    Oakbrook, IL
  • 08/2023 → Present
    Rothschild Investment Llc
    Chicago, IL
Previous Registrations
  • 2012-06-04 → 2017-12-31
    Oakbrook, IL
  • 2001-08-31 → 2012-06-06
    Osaic Fa, Inc.
    Chicago, IL
    Joliet, IL
    Joliet, IL
Other Businesses

INSURANCE LICNESED - LIFE AND HEALTH WILL COUNTY COMMUNITY FOUNDATION; 701 ESSINGTON ROAD, SUITE 103, JOLIET, IL 60435; CHARITABLE GRANTS AND ENDEAVORS IN WILL COUNTY, ILLINOIS; BOARD MEMBER; ACTIVITY BEGAN SEPTEMBER 2012; APPROXIMATELY 5 HOURS PER MONTH; APPROXIMATELY 5 HOURS DURING TRADING HOURS; NON-INVESTMENT RELATED; I SIT ON THE ADVISORY BOARD AND ON THE FINANCE COMMITTEE, ALTHOUGH I AM GOING OFF THE FINANCE COMMITTEE. I ATTEND QUARTERLY MEETINGS AND SOME STRATEGY CALLS. SENTINUS DOES MANAGE A DONOR ADVISED FUND THROUGH CHICAGO COMMUNITY TRUST WHICH IS ASSOCIATED WITH WILL COUNTY COMMUNITY FOUNDATION; MY INDEPENDENT RIA, SENTINUS, HAS BEEN SELECTED BY THE WILL COUNTY COMMUNITY FOUNDATION TO MANAGE SOME ASSETS INSIDE A DONOR ADVISED FUND. SIMILAR TO ALL OF OUR CLIENTS WE HAVE LIMITED TRADING DISCRETION BUT NOT FULL DISCRETION OVER THE ACCOUNT. SENTINUS IS COMPENSATED VIA ADVISORY FEES FOR MANAGEMENT OF THESE ASSETS. Rothschild Wealth LLC Yes 700 Commerce Drive, Suite 170, Oak Brook, IL 60523 Affiliated RIA Member 8/1/01 140 hours per month all during trading hours Advisor focused on clients. Rothchild Investment LLC Broker Dealer Partner/Advisor Since 08/2023 Investment Related Community Foundation of Will County Community Foundation focusing on charitable activities of Will County Board Member Since 01/2016 Not Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-14
  • S66 Uniform Combined State Law Examination
    2001-08-14
Designations

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