Best Investors
Account
Sign in
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-23 |
| IL | RA | APPROVED | 2012-06-04 |
Branch Locations
700 Commerce Drive Suite 170, Oakbrook, IL 60523 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rothschild Wealth Llc | Oak Brook | IL | 06/2012 | Present |
| Ausdal Financial Partners, Inc. | Kansas City | MO | 06/2012 | 02/2017 |
| Halo Securities, Llc | Oakbrook | IL | 02/2016 | 08/2023 |
| Rothschild Investment Llc | Chicago | IL | 08/2023 | Present |
INSURANCE LICNESED - LIFE AND HEALTH WILL COUNTY COMMUNITY FOUNDATION; 701 ESSINGTON ROAD, SUITE 103, JOLIET, IL 60435; CHARITABLE GRANTS AND ENDEAVORS IN WILL COUNTY, ILLINOIS; BOARD MEMBER; ACTIVITY BEGAN SEPTEMBER 2012; APPROXIMATELY 5 HOURS PER MONTH; APPROXIMATELY 5 HOURS DURING TRADING HOURS; NON-INVESTMENT RELATED; I SIT ON THE ADVISORY BOARD AND ON THE FINANCE COMMITTEE, ALTHOUGH I AM GOING OFF THE FINANCE COMMITTEE. I ATTEND QUARTERLY MEETINGS AND SOME STRATEGY CALLS. SENTINUS DOES MANAGE A DONOR ADVISED FUND THROUGH CHICAGO COMMUNITY TRUST WHICH IS ASSOCIATED WITH WILL COUNTY COMMUNITY FOUNDATION; MY INDEPENDENT RIA, SENTINUS, HAS BEEN SELECTED BY THE WILL COUNTY COMMUNITY FOUNDATION TO MANAGE SOME ASSETS INSIDE A DONOR ADVISED FUND. SIMILAR TO ALL OF OUR CLIENTS WE HAVE LIMITED TRADING DISCRETION BUT NOT FULL DISCRETION OVER THE ACCOUNT. SENTINUS IS COMPENSATED VIA ADVISORY FEES FOR MANAGEMENT OF THESE ASSETS. Rothschild Wealth LLC Yes 700 Commerce Drive, Suite 170, Oak Brook, IL 60523 Affiliated RIA Member 8/1/01 140 hours per month all during trading hours Advisor focused on clients. Rothchild Investment LLC Broker Dealer Partner/Advisor Since 08/2023 Investment Related Community Foundation of Will County Community Foundation focusing on charitable activities of Will County Board Member Since 01/2016 Not Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-14 |
Reach out to this advisor