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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-08 |
| VA | RA | APPROVED | 2026-06-03 |
| MD | RA | APPROVED | 2026-06-02 |
Branch Locations
702 King Farm Boulevard Suite 500, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Rockville | MD | 06/2026 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 06/2026 | Present |
| Eaton Vance Distributors, Inc. | Boston | MA | 01/2016 | 06/2026 |
| Eaton Vance Management | Boston | MA | 01/2016 | 06/2026 |
1) BOTTLENECK DTC, LLC. 2211 N. ELSTON AVENUE, SUITE 206, CHICAGO, IL 60614; NOT INVESTMENT RELATED. SILENT PARTNER; RESTAURANT GROUP; SILENT PARTNERSHIP INTEREST ONLY; 0 HOURS PER MONTH AND 0 HOURS DURING SECURITIES TRADING. 2) BOTTLENECK FUND 2018, LLC, 2211 N. ELSTON AVE, SUITE 206, CHICAGO, IL 60614, SILENT PARTNER, NOT-INVESTMENT RELATED, RESTAURANT GROUP, 0 HOURS PER MONTH AND 0 HOURS DURING SECURITIES TRADING. 3) *473913 - Blue Wave LLC; Investment related Yes; Lancaster, Pennsylvania; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2019; During business hours: 0; After business hours: 0.5; Investment Decisions/Advice 4) 950 LIGHTHOUSE DRIVE, LLC - START DATE 01/15/21, OWNER OF RENTAL PROPERTY, RENTAL COMPANT WILL MANAGE THE RENTAL ASPECTS OF THE PROPERTY, 2 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING. 5) *473879 - Ronald McDonald House Charities of Maryland; Investment related No; Baltimore, Maryland; Children/Youth, Health and Welfare, Humanitarian, Medical; Board Member, Investment Committee, Other Committee (proprietor, partner, officer, director, employee, trustee, agent); 01/2022; During business hours: 0; After business hours: 2; Business Development/Growth, Investment Decisions/Advice, Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-06-27 |
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