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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-06
UT RA APPROVED 2016-02-01
  • TX RA
    APPROVED
    Since 2021-04-06
  • UT RA
    APPROVED
    Since 2016-02-01

Branch Locations

183 E 13800 S, Draper, UT 84020 • United States

7160 S Union Park Ave, Midvale, UT 84047 • United States

3432 West 3500 South, West Valley, UT 84116 • United States

9383 South 700 East, Sandy, UT 84070 • United States

2769 South 5600 West, West Valley, UT 84120 • United States

3578 West 4700 South, West Valley, UT 84118 • United States

13810 West 9000S, West Jordan, UT 84088 • United States

480 E 400 S, Salt Lake City, UT 84102 • United States

1375 Foothill Dr, Salt Lake City, UT 84108 • United States

1220 E 3900 S Suite 2M, Salt Lake City, UT 84124 • United States

784 E 4500 S, Salt Lake City, UT 84107 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Jordan UT 01/2016 Present
Cyprus Federal Credit Union West Jordan UT 01/2016 Present
  • 01/2016 → Present
    West Jordan, UT
  • 01/2016 → Present
    Cyprus Federal Credit Union
    West Jordan, UT
Previous Registrations
  • 2012-08-16 → 2016-01-28
    Cetera Wealth Services, Llc
    Murray, UT
    American Fork, UT
    Provo, UT
    Highland, UT
    Lehi, UT
    Saratoga Springs, UT
    Pleasant Grove, UT
  • 2011-09-02 → 2012-02-16
    Alpharetta, GA
    Jefferson, GA
    Athens, GA
    Jefferson, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-26
S65 Uniform Investment Adviser Law Examination 2002-07-25
S63 Uniform Securities Agent State Law Examination 2000-01-07
  • S66 Uniform Combined State Law Examination
    2011-08-26
  • S65 Uniform Investment Adviser Law Examination
    2002-07-25
  • S63 Uniform Securities Agent State Law Examination
    2000-01-07
Designations

View on SEC IAPD

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