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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-05 |
Branch Locations
7 Upper Balcones Rd, Boerne, TX 78006 • United States
2018 Avenue B Floor 3, San Antonio, TX 78215 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Midwestern Securities Trading Co., Llc | East Peoria | IL | 07/2016 | 04/2017 |
| Farmers Insurance | Austin | TX | 05/2017 | 09/2023 |
| Farmers Financial Solution | Austin | TX | 05/2019 | 09/2023 |
| Upwork | San Antonio | TX | 10/2023 | 02/2024 |
| Pam's Saucy Spoon | Fair Oaks Ranch | TX | 02/2024 | 03/2025 |
| Park Avenue Securities | New Braunfels | TX | 04/2025 | 09/2025 |
| Guardian Life Insurance Company | New Braunfels | TX | 02/2025 | 09/2025 |
| Guardian Life Insurance Company | San Antonio | TX | 09/2025 | 12/2025 |
| Park Avenue Securities | San Antonio | TX | 09/2025 | 12/2025 |
| Guardian Life Insurance Company | Boerne | TX | 05/2025 | Present |
| Park Avenue Securities | Boerne | TX | 05/2025 | Present |
1) Wise Investment Services-Owner, Nature of Business: Insurance, Start Date: 12/02/2024, Address: 7 Upper Balcones, Suite 206 Boerne, TX 78006, 20 total hours per month; 0 during securities trading hours, Duties: sell health, dental, vision, and supplemental policies, Investment related, 2) Hill Country Women in Business Board Position, Nature of Business: organization for women business owners, Start Date: 04/01/2026, Address: PO Box 1574 Boerne, TX 78006 5 total hours per month; 0 during securities trading hours, Duties: obtain speakers for our monthly meetings and learning activities for the members. Not investment related, 3) Rotary Club of Fair Oaks Ranch-Board Member, Nature of Business: Rotary Club, Start Date: 07/01/2026, Address: PO Box 1862 Boerne, TX 78006 5 total hours per month; 5 during securities trading hours, Duties: oversee the public image committee, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-22 |
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