Amie Marie Nees

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 07/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
• 07/2019 → Present
  Ubs Financial Services Inc.
  Leawood, KS

Previous Registrations

• 2015-09-23 → 2019-07-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS
• 2005-01-31 → 2014-12-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Oklahoma City, OK
  Oklahoma City, OK
  Leawood, KS

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-01-28
• S63 Uniform Securities Agent State Law Examination
  2003-06-26

Other Names

• Amie Marie Griffith
• Amie Marie Kosty
• Amie Marie Nees
• Amie M Nees