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Amie Marie Nees

Ubs Financial Services Inc.

Leawood, KS

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-06-08
KS RA APPROVED 2019-08-09
  • MO RA
    APPROVED
    Since 2023-06-08
  • KS RA
    APPROVED
    Since 2019-08-09

Branch Locations

11150 Overbrook Road S Suite 300, Leawood, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 09/2015 07/2019
Ubs Financial Services Inc. Leawood KS 07/2019 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-28
S63 Uniform Securities Agent State Law Examination 2003-06-26
  • S65 Uniform Investment Adviser Law Examination
    2005-01-28
  • S63 Uniform Securities Agent State Law Examination
    2003-06-26
Other Names
  • Amie Marie Griffith
  • Amie Marie Kosty
  • Amie Marie Nees
  • Amie M Nees

View on SEC IAPD

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