Austin Andrew Moherman

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-05-08
CA	RA	APPROVED	2024-05-01

TX RA
APPROVED_RES

Since 2024-05-08
CA RA
APPROVED

Since 2024-05-01

Branch Locations

949 S. Coast Drive Ste 402, Costa Mesa, CA 92626 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Transamerica Capital Inc	Denver	CO	06/2013	03/2021
Crown Capital Securities Lp	Orange	CA	03/2021	05/2024
Briowealth	Costa Mesa	CA	04/2021	Present
Lpl Financial Llc	Costa Mesa	CA	05/2024	Present

06/2013 → 03/2021

Transamerica Capital Inc

Denver, CO
03/2021 → 05/2024

Crown Capital Securities Lp

Orange, CA
04/2021 → Present

Briowealth

Costa Mesa, CA
05/2024 → Present

Lpl Financial Llc

Costa Mesa, CA

Previous Registrations

2021-03-27 → 2024-05-01

Crown Capital Securities, L.P.

Costa Mesa, CA

Orange, CA

Other Businesses

1. 05/01/2024 - BRIOWEALTH, INC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 1/1/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-26
S63	Uniform Securities Agent State Law Examination	2003-04-17

S66 Uniform Combined State Law Examination

2021-03-26
S63 Uniform Securities Agent State Law Examination

2003-04-17

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews