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Matthew Wayne Shapiro

Mws Capital Consultants LLC

Glenview, IL

Chicago, IL

CRD 4639818

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Employer firm

Mws Capital Consultants LLC CRD 125061

$194M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Mws Capital Consultants Llc

750 North State Street 7Th Floor, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-09-25
IL RA APPROVED 2003-06-23
  • TX RA
    APPROVED_RES
    Since 2018-09-25
  • IL RA
    APPROVED
    Since 2003-06-23

Branch Locations

Glenview, IL • United States

750 North State Street 7Th Floor, Chicago, IL 60654 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mws Capital Consultants, Llc. Chicago IL 02/2003 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-03-26
  • S65 Uniform Investment Adviser Law Examination
    2003-03-26

View on SEC IAPD

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