Mark Ernst

Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2024
  Tiaa
  Keller, TX
• 06/2015 → 06/2024
  Tiaa-Cref Individual & Institutional Services, Llc
  Keller, TX
• 07/2024 → Present
  First Command
  Ft. Worth, TX

Previous Registrations

• 2015-08-26 → 2024-06-12
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
  Charlotte, NC
  Frisco, TX
  Frisco, TX
  Keller, TX
  Keller, TX
  Charlotte, NC
• 2013-10-29 → 2015-06-05
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2013-02-05 → 2013-10-29
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Lone Tree, CO
• 2008-01-23 → 2009-08-27
  Investment Security Group, Inc.
  Lakewood, CO
  Denver, CO
• 2006-04-28 → 2008-04-07
  Integrated Concepts Inc
  Lakewood, CO
• 2005-05-05 → 2006-02-15
  Mml Investors Services, Llc
  Houston, TX
• 2003-10-01 → 2004-01-29
  Lpl Financial Llc
  Houston, TX
• 2003-04-14 → 2003-09-26
  Equitable Advisors, Llc
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2013-02-21
• S63 Uniform Securities Agent State Law Examination
  2011-08-25

Designations

• Certified Financial Planner

Other Names

• Mark William Ernst
• Mark Ernst