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Andrew Scott Losty

Oppenheimer & Co. Inc.

Dallas, TX

Fort Worth, TX

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-24
IL RA APPROVED 2014-09-04
PA RA APPROVED 2014-09-04
  • TX RA
    APPROVED
    Since 2015-08-24
  • IL RA
    APPROVED
    Since 2014-09-04
  • PA RA
    APPROVED
    Since 2014-09-04

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Wells Fargo Tower 201 Main Street, Suite 828, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co Fort Worth TX 09/2014 Present
  • 09/2014 → Present
    Oppenheimer & Co
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-17
S63 Uniform Securities Agent State Law Examination 2009-11-17
  • S66 Uniform Combined State Law Examination
    2013-05-17
  • S63 Uniform Securities Agent State Law Examination
    2009-11-17
Designations
Other Names
  • Andrew Losty

View on SEC IAPD

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