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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2014-09-08 |
Branch Locations
3825 Hopyard Rd Ste 124, Pleasanton, CA 94588-8529 • United States
Livermore, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pleasanton | CA | 06/2000 | 03/2020 |
| Ameriprise Financial Services, Llc | Pleasanton | CA | 03/2020 | Present |
Board of Directors; Vestry of St Clare's Episcopal Church; Treasurer; 3350 Hopyard Road, , Pleasanton, CA, 94588; Investment-Related; 02/22/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-09-08 |
| S66 | Uniform Combined State Law Examination | 2009-08-25 |
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